MMPI Financial Services Ltd. is a financial advisory group based in Ireland, specializing in financial planning, life & serious illness protection, investments, pensions, mortgages, and general insurance. Established in 1993, MMPI is committed to providing independent professional advice and has a team of experienced and knowledgeable staff with close links to investment and pension fund managers and excellent relationships with banks and insurance companies.Role DescriptionThis is a full-time hybrid role for a Senior Compliance Specialist at MMPI Financial Services Ltd. The role is primarily located in Dublin 4 but allows for work from home flexibility.Responsibilities:Excellent planning and organizational skills. Contribute to training plans when required.Carry out administrative support such as incidents, potential complaints dealings, CBI correspondence, regulatory logs and other trackers.Contribute effectively to compliance risk assessments and to the carry out work on the annual compliance plan.Promote and develop consumer protections with reference to product governance, suitability & appropriateness (conduct file reviews and provide feedback).Review and assess compliance breaches and work with the Company to remediate and resolve any identified issues.Perform compliance monitoring and oversight reviews (including reviews of the Company’s outsourcing and delegation arrangements, AML arrangements, etc.), document results and propose enhancements where identified.Assist with the identification, interpretation and analysis of existing and upstream legislation, which may impact on the Company's business and/or clients.Assist with the management of key projects from the initiation and planning stages through to execution and completion.Assist in the updating and maintenance of Compliance policies and procedures, board reporting, the management of external relations e.g. Central Bank of Ireland, DPO, FSPO, External Auditors, etc.Contribute to maintaining a risk-aware compliance culture.Qualifications:Compliance Management and Regulatory Compliance skillsAnalytical SkillsLegal Compliance expertiseStrong Communication abilitiesExperience in financial services industry complianceKnowledge of regulatory frameworks and requirementsAttention to detail and problem-solving skillsBachelor's degree in Finance, Business, Law, or related fieldRelevant qualification would be an advantage such as QFA, IOB/ACAMS in ComplianceNice to have:Experience in Operational Risk and MiFID regulations.Seniority levelMid-Senior levelEmployment typeFull-timeJob functionFinance and Sales
#J-18808-Ljbffr