A market leading wealth management firm is looking to hire a HCAO to work with the CRO and lead the client asset oversight team. The role will work closely with the board and will require somebody to have excellent communication and stakeholder management skills.Role responsibilities will include but are not limited to:Overall responsibility for leading and managing the client asset oversight function.Report to the risk and compliance committee and also the board on client asset matters.Handle the day-to-day oversight and compliance with client asset regulations (CAR) and the guidance relating to those regulations, including oversight of the Daily Calculation and Daily Reconciliation.Ensure that the Client Asset Management Plan (CAMP) referred to in the CAR is produced, maintained, reviewed, and updated as the information changes.Work closely with all first and second lines of defence to identify and mitigate client asset-related risks.RequirementsDetailed knowledge of Client Asset rules and regulations in Ireland and the associated guidance and their application to businesses and processes.Knowledge of MiFID / UK CAAS would be an advantage.Experience delivering / managing a compliance function focusing on client asset regulations.Evidence of operational risk expertise, with the ability to identify risks and develop mitigating controls across front-to-back processes.Must be a self-starter with excellent communication skills.
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