Job Title: Senior Compliance Manager AIFMD, UCITS
We are seeking an experienced Senior Compliance Officer/Manager to take on a pivotal role in our growing investment firm. The ideal candidate will be responsible for ensuring the entity's compliance with all applicable regulatory standards, providing strategic guidance to the Board of Directors, and staying ahead of evolving regulatory requirements.
Responsibilities:
* Compliance Policy Management: Develop, review, and advise on Compliance Policies and Group Policies.
* Governance System Management: Manage and maintain the Governance system and portal.
* Fund Compliance: Coordinate and review policies and procedures for funds under management.
* Collaboration: Work closely with the group compliance team and participate in the Compliance Committee meetings.
* Investment Compliance Review: Collaborate with the Dublin team to review investment compliance of funds under management.
* Annual Compliance Plan: Execute the Annual Compliance Plan and ensure its successful implementation.
* Compliance Guidance: Provide guidance and support to staff on compliance matters.
* Risk Management: Assist in the review of the risk management framework.
* AML Reviews: Support the MLRO with AML reviews.
* Reporting: Prepare reports and updates for the Board, Central Bank, and Senior Management.
Requirements:
* Senior Compliance Experience: Proven experience in a Senior Compliance role, preferably in asset management or the funds industry.
* Regulatory Knowledge: In-depth knowledge of regulations issued by the CBI and ESMA.
* CP86, AIFMD, UCITS: Familiarity with these regulatory frameworks is essential.
* AML/CDD/KYC: Experience in AML/CDD/KYC is required.
* CBI Relationship Management: Ability to manage the CBI relationship, including day-to-day matters.