A market leading wealth management firm are looking to hire
a HCAO to work with the CRO and leading the client asset oversight team. The
role will work closely with the board and will require somebody to have
excellent communication & stakeholder management skills.Role responsibilities will include but not limited to:Overall responsibility for leading and managing the
client asset oversight functionReport to the risk and compliance committee and
also the board of client asset mattersHandle the day-to-day oversight and compliance
with client asset regulations (CAR) and the guidance relating to those
regulations, including oversight of the Daily Calculation and Daily ReconciliationEnsuring that the Client Asset Management Plan
(CAMP) referred to in the CAR is produced, maintained, reviewed and updated as
the information changesWork closely with all first and second lines of
defence to identify and mitigate client asset related risks.RequirementsDetailed knowledge of Client Asset rules
Regulations in Ireland and the associated guidance and their application to
businesses and processesKnowledge of MiFID / UK CAAS would be an advantageExperience delivering / managing a compliance
function focusing on client asset regulationsEvidence of operational risk expertise, with
ability to identify risks and develop mitigating controls across front-to-back
processesMust be a self starter with excellent
communication skills BenefitsPlease apply through the link provided if you would like to
be considered for this position, alternatively you can contact Stephen via sgilmore@elevatepartners.ie to schedule
a confidential phone call to discuss the compensation package.