Investment Management Financial Crimes Risk - Heightened Risk Review Team - Vice President
Investment Management Financial Crimes Risk - Heightened Risk Review Team - Vice President
Location: City Quay
Time Type: Full time
Posted on: Posted Yesterday
Job Requisition ID: JR001462
Department Profile:
The Investment Management (IM) Financial Crimes Risk Team is embedded within the Firm’s business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The IM Financial Crimes Risk Team is considered the first line of defense and supports the onboarding, enhanced due diligence, and negative news processes for Morgan Stanley.
The Heightened Risk Review Team VP will:
* Lead documented and timely reviews of higher risk customer populations.
* Contribute to development of related data analytics and coordinate with Technology partners.
* Maintain related review templates and inventories.
* Communicate review results to impacted stakeholders.
* Support ad-hoc research and analysis requests.
* Coordinate relevant escalations.
* Support Heightened Risk Review management with policy and procedure refinement and updates.
* Develop concise and effective presentations for senior leadership.
* Contribute to key projects and initiatives focused on assessing and mitigating the Firm’s exposure to money laundering and other financial crimes.
* Collaborate and engage with stakeholders including Business Leaders, Legal & Compliance, Risk, and Internal Audit.
Required Experience and Skills:
* Significant experience in financial crimes investigation, audit, or compliance monitoring/testing.
* Bachelor’s degree in Business, Finance, or another related field.
* Take initiative, analyze, summarize, and communicate effectively.
* Work independently and in a team environment.
* Investigate, identify issues, impacts and trends to propose comprehensive solutions.
* Develop internal relationships, influence stakeholders, and build consensus.
* Multitask effectively, appropriately prioritize assignments, and action matters promptly.
* Work in a high volume, fast paced environment.
* Handle highly confidential information with appropriate discretion.
* Certified Anti-Money Laundering Specialist (CAMS) designation is a plus.
* Advanced knowledge and experience using Microsoft Excel and Microsoft PowerPoint.
What You Can Expect From Morgan Stanley:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 85 years. At our foundation are five core values — putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back — that guide our more than 80,000 employees in 1,200 offices across 42 countries.
At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.
We're committed to bringing passion and customer focus to the business.
Certified Persons Regulatory Requirements:
If this role is deemed a Certified role, it may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.
Flexible Work Statement:
Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential.
#J-18808-Ljbffr