Our client seek an experienced and driven compliance specialist to join their team providing compliance advisory support to Irish UCITS and AIFM.
This is a contract position but has further opportunities with a fantastic brand based in Dublin City Centre.
Duties will include:
* Contribute to responses to the Central bank of Ireland's requests for information, inspections, interviews and work collaboratively with key partners.
* Contribute and advise on the design of compliance controls, policies and procedures to enable the Company to align with relevant existing and upcoming regulations and supervisory expectations
* Coordinate and prepare regulatory filings such as the CBI’s annual Fitness and Probity, Fund Profile returns, FDI Reporting.
* Contribute to the creation of management reporting to senior management and relevant boards.
* Manage access permissions to the Central Bank Portal.
* Assist in maintaining Compliance policies and manual.
* Conduct Horizon Scanning to identify regulatory and legislative developments and assess their applicability and impact to the Company
* Perform ad-hoc testing of the business’ adherence to specific Compliance requirements, recommending improvements, as required, and collaborating with the business to action those improvements as appropriate
* Advise on the implementation and maintenance of the Individual Accountability Framework
The Successful candidate will have:
* A background in compliance or law working within investment management, fund services or advisory
* A significant understanding of UCITS, AIFMD and the Irish regulatory environment
* A relevant qualification
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