About Northern Trust
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
We are proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.
Role/Department
This is a newly created individual contributor within the recently established Global Strategic Remediation Oversight and Governance (SROG) team as part of the Global Regulatory Affairs Office.
The successful candidate will report to the Remediation Validation Testing Manager and will bring proven expertise in AML compliance, financial services assurance and validation testing activities.
Key Responsibilities
* Demonstrate excellent communication and leadership to influence a wide range of stakeholders
* Demonstrate strong initiative, project management, people skills, sound decision-making, intuitive thinking, and sensitivity to cultural diversity
* Establish and develop strong working relationships with key stakeholders
* Display strong presentation and influence skills
Technical / Operational
* Contribute to the design and build of the strategic remediation quality control validation methodology and processes, including creation of process documentation, roll out to stakeholders and team
* Accurately design and execute the quality control/validation approach for complex regulatory and significant internal audit issues, and ensure that quality control/validation documentation is clear, concise, supports the reviews performed, and explains decisions made
* Identify and analyze risks, plan and prioritize validation tasks for on-time delivery, conduct interviews, observe operations, document and analyze processes and controls
* Provide effective review and challenge of significant remediation deliverables to ensure quality of design, implementation and sustainability
Skills/Experience
* Several years experience in financial services, with several years of direct experience or knowledge of auditing in the financial services industry, with strong experience related to risk culture, risk management, and compliance, or similar consultancy experience in the financial services industry
* Deep understanding and working knowledge of AML regulatory, compliance and risk related matters
* Superior analytical and organizational skills
* Ability to multitask and prove flexibility to change plans at short notice
Working with Us
As a Northern Trust partner, greater achievements await.
You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve