Senior Compliance Manager - Fund Manager - Dublin
Our client is a Global Active Fund Manager that focused on ESG and Sustainability Investments. They have a growing presence here in Ireland with operations in London, Singapore, Hong Kong and New York.
They have a number of Funds in Ireland focused within the ESG Sector and due to growth in their 4Bln AUM both here and overseas they are keen to secure the services of an experienced Compliance Manager to lead out their Compliance Function here in Ireland but also work closely with the group CCO on all Global Compliance mandates.
* Undertaking the PCF management functions relating to Regulatory Compliance Monitoring, in respect of a new AIFM.
* Implementing and maintaining a robust compliance framework (including investment restriction monitoring) for their ESG Funds.
* Responsible for establishing and maintaining effective systems and controls for compliance with applicable requirements and standards under the regulatory system.
* Responsible for identifying and assessing the compliance risks associated with the organisation's current and proposed future business activities and investments including new products, services and business relationships.
* Responsible for advising management on the applicable laws, regulations, rules and standards, and pending changes to such.
* Responsible for establishing and maintaining written guidelines to staff on the appropriate implementation of the laws, regulation, rules and standards through appropriate policies and procedures.
* Responsible for assessing the appropriateness of internal policies, procedures and guidelines, ensure a follow-up of any identified deficiencies, make recommendations for amendments where necessary and supervise the implementation of corrective measures to mitigate the identified deficiencies.
* Responsible for monitoring compliance with internal policies, procedures and guidelines by performing periodic risk-based compliance risk assessments and testing as appropriate.
* Responsible for providing a central point of contact and coordination for all information on compliance-related issues (e.g. breach of regulation or procedures, conflicts of interest, investment restrictions).
* Oversee and manage the performance of the Administrators.
What we are seeking:
The successful candidate will have gained at least a Level 9 qualification to master's Level and will showcase an excellent background across Compliance within Financial Services covering 9 plus years.
Excellent communication skills and ability to build internal relationships as well as advise the firm steadfastly are key components to the role as well.
On Offer:
There is a substantial base salary, exceptional bonus and very strong benefits package on offer coupled with the opportunity to work with a fast-growing Active Fund Manager here in Ireland but also the opportunity to work on a global basis within the ESG and Sustainability Investments market with some incredible and high profile ESG and Investment professionals.
Contact Matt Fitzpatrick in Marks Sattin for further info.
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