We are currently working with a leading Wealth Management firm who are looking to hire a Compliance Associate to join their team. This role will give the successful candidate an opportunity to develop their knowledge and experience of financial services regulation and implementation in a fast paced and dynamic regulatory environment.
1. Supporting senior compliance staff in the provision of regulatory advice to the business
2. Assisting with the monitoring of business activities to ensure compliance with relevant regulatory obligations
3. Assisting with the regulatory aspects of business projects and client onboarding, as required
4. Reviewing business documentation, advertisements, presentations and other marketing material to ensure adherence to all regulatory requirements
Requirements
5. Interest in working in a financial services environment in Risk, Compliance or Audit role
6. Excellent communication skills both written and verbal
7. Curious and inquiring nature with ability to challenge collective thinking
8. Strong planning and organisational capabilities with ability to work to strict deadlines
9. Commitment and drive - these are qualities that summarise the Compliance professional they want