Description
Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work within our Transfer Agency Refresh Team & to partner with the Business to provide a comprehensive view of know your customer (KYC)/anti-money laundering (AML) processes.
Job Summary:
As an Analyst within our Refresh Team you will be responsible for the review and risk assessments of know your customer (KYC)/anti-money laundering (AML) cases within our Transfer Agency (TA) Operation. Your main function is to perform the annual ongoing due diligence, risk re-assessment and investor identification process for all investor accounts. This includes financial crimes compliance covering AML, sanctions screening, controls regarding the financing of terrorism, bribery or corruption.
Job Responsibilities:
· Process AML/KYC assessments as relate to Account Opening or Account Maintenance within the applicable deadlines.
· Track pending AML /KYC documentation per investor account and per fund promoter.
· Review and respond to AML related queries across all clients within agreed time frames.
· Run, review and update AML reports and provide these reports to Clients/Investors.
· Implement and keep up to date procedures that ensure the team is compliant with all AML / KYC and Financial Crimes prevention policies.
· Contribute on and prepare/discuss AML reviews, plus any audit related exercises
Required qualifications, capabilities, and skills
· Very good understanding of local anti-money laundering laws, rules and regulations
· Relevant Compliance, AML and data privacy experience or other related experience, e.g. legal, risk management, audit etc.·
· Ability to work in partnership with the larger Compliance group
· Fluency in English. German, French or other European languages would be considered a distinct advantage
Open-minded and capable of building productive working relationships
· Organized, proactive and communicative with an ability to take initiative and assume responsibility
· Good team and staff management experience / skills
Preferred qualifications, capabilities, and skills
· Knowledge of Fenergo preferable