Senior Compliance Manager AIFMD, UCITS
We are seeking a seasoned Senior Compliance professional to assume the role of PCF, DP for Regulatory Compliance within our growing investment firm.
The ideal candidate will oversee the entity's compliance with all relevant regulatory standards, support reporting to the Board of Directors, and provide proactive advice on future and evolving regulatory matters.
Key Responsibilities:
* Develop, review, and advise on Compliance Policies and Group Policies.
* Maintain the Governance system and portal.
* Coordinate and review policies and procedures for funds under management.
* Collaborate with the group compliance team and participate in the Compliance Committee.
* Attend monthly Compliance Committee meetings.
* Work with the Dublin team to review investment compliance for funds under management.
* Implement the Annual Compliance Plan.
* Guide staff on compliance matters.
* Assist in reviewing the risk management framework.
* Support the MLRO with AML reviews.
* Prepare reports and updates for the Board, the Central Bank, and Senior Management.
Requirements:
* Proven experience in a Senior Compliance role, preferably in asset management or the funds industry.
* Experience with regulations issued by the CBI and ESMA.
* Knowledge and experience with CP86, AIFMD, UCITS.
* AML/CDD/KYC expertise and experience.
* Familiarity with managing the CBI relationship, including day-to-day matters.