Compliance Organisation Specialist
Your role is to drive organisational efficiency in managing the core of the Compliance function.
Key Responsibilities:
* Establish and maintain a Compliance framework for regulated activities.
* Support business, operational, and regulator change projects related to investment activities.
* Own the implementation of the Individual Accountability Framework and SEAR items.
* Provide guidance and support to business lines on compliance and regulatory requirements.
* Maintain risk assessment processes to ensure comprehensive compliance risk monitoring.
* Offer in-depth business insight and authority to support compliance advisory matters.
* Gather data to identify gaps in processes or regulations and implement remedial actions.
* Oversee compliance report design and production for local Board and Management Committees.
* Manage regulatory reporting input, support Regulatory inspections, and act as Secretary to the Compliance Committee.