Job Description
The AML Programme team in Registration and Compliance (R&C), part of Selling Partner Risk, is seeking a quality control manager to lead, manage, and develop a global team of quality specialists covering the Suspicious Activity Monitoring and Screening programmes.
Key Responsibilities
* Proactively identifies situations that may pose significant compliance risk and guides management in the development/reviewing of applicable policies, procedures, and business practices.
* Participate and collaborate in the review and analysis of new regulatory developments and maintains oversight of developments impacting business activities.
* Lead a team of highly skilled analysts who perform investigations on high-risk items.
* Participate and collaborate in compliance advisory and integration projects as well as conduct compliance assessments and define requirements as needed for the approval of business projects and initiatives.
* Ensure implementation of key processes within the company to meet regulatory frameworks.
* Work closely with key functional organizations to ensure proper implementation, reporting, and change management.
* Provides assistance and input on risk assessments.
* Assist the Head of EU Compliance in reports to Management on a timely basis all relevant compliance issues through periodic reports as well as escalating any key or high-risk compliance issues.
* Interface with Product and Engineering teams to provide requirements and inputs for new system development, assist with user testing, and represent Compliance in stakeholder meetings.
Requirements
* 5+ years of experience in Compliance/AML, risk, or assurance functions.
* Proven ability to lead a team.
* Working knowledge of financial institutions, money service businesses, and/or banking compliance in the EU, including knowledge of anti-money laundering, credit compliance, and consumer protection, data protection, anti-corruption regulations.
* Strong problem-solving and operational process skills and attention to detail.
* High energy and creativity, an entrepreneurial spirit, and the desire to work in a fast-growth and changing environment.
* Ability to work within a matrixed environment and cross-functionally with operations and technology functions.
Education
* Masters degree in Compliance, Risk, or Business.
* CAMS Certification or other Compliance certification such as CRCM or CRP.