A highly reputable, global financial services institution is hiring for a Communication Surveillance - Associate Role as part of a growing team.
Responsibilities of the Communication Surveillance Associate
* Develop and implement Compliance Risk Assessment methodologies; maintain the communications surveillance program.
* Conduct risk assessments, draft investigation summaries, and prepare reports.
* Monitor regulatory developments and ensure compliance with insider trading rules.
* Collaborate with teams, conduct Quality Assurance, and support compliance surveillance projects.
Experience and Knowledge Required
* Familiarity with Communication Surveillance and/or MiFID Regulations.
* Strong understanding of financial services, capital markets, and banking.
* Awareness of the evolving regulatory landscape.
* Ability to manage multiple investigations simultaneously.
* Native-level proficiency in English; fluency in Japanese, German, French, or Spanish is a plus.
Job Details
Contract Type: FULL_TIME
Focus: Capital Markets
Salary: €40,000 - €42,000 per annum + Bonus, pension, and healthcare
Workplace Type: Hybrid
Experience Level: Entry Level
Location: Dublin
Job Reference: AGQ9IR-50285619
Date posted: 17 October 2024
Consultant: Niamh Stutchbury
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