Who we are
NFP, an Aon company, is a multiple Best Places to Work award winner in Business Insurance. We are an organisation of consultative advisors and problem solvers. We help companies and individuals around the globe address their most significant risk, workforce, wealth management and retirement challenges through custom solutions and a people-first approach. To learn more, please visit: https://www.nfpireland.ie.
About the role
Due to rapid growth of the European arm of our business we are looking for a Senior Compliance Officer to assist the Group Head of Compliance in supporting their associated business line in ensuring that both internal and external business-as-usual compliance requirements are fulfilled.
Overview of duties
Regulatory Compliance:
* Assist in developing and maintaining the company’s compliance framework, policies, and procedures.
* Ensure day-to-day operations align with CBI and other relevant regulatory requirements.
* Monitor regulatory changes and advise the business on required adjustments.
Compliance Monitoring and Reporting:
* Conduct regular compliance monitoring reviews and report findings.
* Support the Head of Compliance in preparing reports for senior management and regulatory bodies.
* Track and follow up on compliance-related action plans and corrective measures.
Advisory and Support:
* Provide compliance advice to business teams on operational issues and regulatory obligations.
* Assist in interpreting regulations and communicating them in a clear, practical manner.
Risk Management:
* Identify potential compliance risks and escalate significant issues to senior management.
* Assist in developing and updating the firm’s risk register.
Training and Awareness:
* Deliver compliance training sessions for staff, ensuring understanding of policies and regulatory expectations.
* Promote a culture of compliance through ongoing communication and awareness programs.
Governance and Oversight:
* Support the Head of Compliance in managing relationships with regulatory bodies.
* Assist with regulatory audits and inspections, ensuring readiness and smooth execution.
Policy and Procedure Management:
* Draft and maintain compliance-related policies and procedures.
* Ensure staff are aware of and understand compliance policies relevant to their roles.
Record Keeping and Documentation:
* Maintain accurate compliance records, including monitoring logs, breaches, and policy updates.
* Ensure appropriate filing and documentation for regulatory audits and reviews.
Incident and Breach Management:
* Investigate compliance breaches and incidents.
* Support the Head of Compliance in recommending corrective actions.
Team Collaboration:
* Work collaboratively with other business units to address compliance issues.
* Act as a liaison between the compliance team and operational departments.
Leadership and Management:
* Build strong working relationships with other departments, fostering collaboration on compliance issues.
Person specification
Knowledge, skills and abilities:
* Demonstrable experience in compliance roles or similar within the financial services sector
Education and/or experience:
* Central Bank of Ireland (CBI) experience
* High degree of integrity with high ethical standards
* Proficiency with Microsoft Office and the ability to adapt to new systems quickly
* Experience gained within a compliance function or industry specific operations will be assessed in line with the specific requirements of the role
Key information:
Hours: Monday – Friday, 35 Hours
Location: Backrock, hybrid
What you’ll love about us
We may be a global business, but our culture is united and truly collaborative. We strive to adopt a genuinely flexible approach to working, and we have the technology to make it as easy as possible for our people around the world to connect to one another, and to be productive in and out of the office.
We want everyone to bring their best selves to work each day, so we have a relaxed and casual office environment, plus great employee benefits and socials. Joining NFP means you’ll get plenty of opportunities to invest in your career and personal development.
If this sounds like something in which you are interested, please apply or contact Lucy Reed for further information.
NFP and You... Better Together!
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