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Job DescriptionJoin a globally recognized financial services firm and play a key role in ensuring compliance excellence in Japan's evolving regulatory landscape.
As a Compliance Officer, you will oversee internal controls, regulatory compliance, and risk management while collaborating with regulators and internal teams.
This is a great opportunity to shape compliance strategies in a high-impact, cross-border environment.
Key ResponsibilitiesServe as the Internal Control Manager (ICM) for the Japan entity.Develop and implement compliance monitoring programs aligned with local regulations.Provide regulatory guidance and conduct risk assessments for business stakeholders.Identify and respond to evolving regulatory requirements in Japan's financial sector.Engage with regulators and internal teams to maintain compliance best practices.Conduct compliance training and review new business initiatives.Support audits, regulatory inspections, and compliance reporting.Required Skills and QualificationsExperience:5+ years in compliance, audit, or risk management within financial services.Minimum 3 years working with Japan's financial regulations.Technical Skills:Strong knowledge of JSDA and FSA regulations related to equity execution and electronic trading.Experience managing regulatory interactions with Japanese authorities.Soft Skills:High integrity and independent decision-making ability.Strong analytical mindset and adaptability in a fast-moving environment.Language RequirementsJapanese: Native (required for regulatory communication).English: Business level (must be proficient in reading and writing).Preferred Skills & QualificationsFamiliarity with electronic trading and financial compliance frameworks.JSDA Internal Control Manager (ICM) certification (or willingness to obtain).About the CompanyOur client is a globally recognized financial services firm providing innovative market solutions.
With a strong presence in Japan, they offer a high-performance, collaborative culture and opportunities for career growth in an evolving financial landscape.
Why You'll Love Working HereWork in a tier-1 financial institution with global influence.Competitive salary and benefits package.Strong career progression opportunities in compliance and risk management.Five-day workweek, paid holidays, and leave benefits (including child-care and sick leave).Office located less than five minutes from the station with a professional, supportive work environment.
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