AML Financial Intelligence Unit (FIU) Analyst
We are seeking a highly skilled and detail-oriented AML FIU Analyst to join our team in Dublin, Ireland.
About Interactive Brokers Group, Inc.
Interactive Brokers Group, Inc. is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
Our Services
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds, and introducing brokers.
Our Technology
Our advanced technology, competitive pricing, and global market help our clients make the most of their investments.
Key Responsibilities
* Operate as part of a team of AML professionals conducting ongoing surveillance and investigations on client activities.
* Become proficient with the firm's case management tool, IBKR360.
* Execute a review of client profile and activity history to determine whether there is a reasonable and appropriate rationale for the identified transaction(s).
* Document concise and consistent risk-based rationale for alert/investigation conclusions in line with internal and regulatory requirements.
* Perform work within established timeframes and meet standards for Quality Assurance and Key Performance Indicator benchmarks.
* Assist in responding to queries/addressing escalations received from the 1LOD.
* Assist in the development and implementation of work paper templates, documentation standards, and processes for knowledge sharing across regional teams.
* Where required, assist management in responding to external requests for information from FIU activities and other ad-hoc obligations.
* Communicate and work closely with regional surveillance partners and business stakeholders.
* Provide ongoing support in developing policies and procedures, executing Quality Assurance, facilitating escalations and feedback-loop.
Qualifications and Experience
* Bachelor's degree in law, business, finance, or accounting preferred or Certified Anti-Money Laundering Specialist (CAMS) or similar Compliance diploma or accreditation.
* At least 2+ years' experience in transaction monitoring for financial crimes, particularly regarding domestic and international payment activities.
* Experience identifying red flags/typologies associated with financial crimes; experience using SQL (or similar) to query relevant activity is advantageous.
* Good knowledge of local regulations and European Directives in connection with documenting risk-based decisions and conclusions regarding potentially suspicious activity.
* Proven analytical skills, with strong attention to detail and direct experience escalating high-risk issues to management.
* Excellent oral and written communication skills.
* Self-motivated with the ability to work in a small team as well as independently.
Join Our Team
We are a dynamic, multi-national team that simplifies and enhances financial opportunities using state-of-the-art technology.
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