Job Description:
The Head of Compliance will monitor the firm's compliance with all regulatory requirements, assist with reporting to the Board of Directors, and advise the firm on future and changing regulatory matters.
Responsibilities
* Preparing, reviewing, and advising on Compliance Policies and Group Policies
* Management of the Governance system and portal
* Coordinating and reviewing the policies and procedures of the funds under management
* Working with the group compliance team and sitting on the Compliance Committee
* Participating in the monthly Compliance Committee meetings
* Working with the team in Dublin to review investment compliance of funds under management
* Executing the Annual Compliance Plan
* Advising and guiding staff on compliance matters
* Preparing reports and updates for the Board, the Central Bank, Senior Management
Requirements
* Experience in a PCF12 role, ideally in asset management or funds industry
* Experience in regulations issued by the CBI and ESMA
* CP86, AIFMD, UCITS knowledge and experience
* AML/CDD/KYC knowledge and experience
* Experience of dealing with and managing the CBI relationship, including day-to-day matters