About Northern Trust
Northern Trust is a globally recognized, award-winning financial institution with over 130 years of experience. We serve the world's most sophisticated clients using leading technology and exceptional service.
Role/Department: AML Client Onboarding Team
The AML Client Onboarding team supports the Relationship Management community Globally in ensuring that on boarding procedures are followed, accurate and complete AML/KYC documentation is in place for all clients.
Key Responsibilities:
* 100% QC of Client AML files and responsibility for sign off.
* Liaise with Relationship Managers / Client Service to communicate AML requirements and field any queries.
* Strong relationship building focus with RM/CSDM community to ensure Client Service is maintained throughout AML/KYC onboarding process.
* Work with Partners from outsourced locations in terms of training and Quality of initial reviews.
* Appropriate identification & escalation of issues to Compliance / Team Management.
* Prepare various month end and quarter end Ml reporting.
* Actively participate in discussion forums to identify best working practices and consistency across jurisdictions of system enhancements and the rollout of new global risk assessment/contact management systems/processes.
* Proactively look to continuously improve processes and procedures to ensure a centre of excellence for client AML/KYC onboarding.
Requirements:
The successful candidate will benefit from having:
* Experience in either an AML/Risk/Compliance/Audit/Control role and a working knowledge of AML regulations within their local environment.
* Candidates with strong Quality Control experience in other business areas will also be considered.
* Regional knowledge of AML requirements in multiple jurisdictions is desirable but not essential.
Working with Us:
As a Northern Trust partner, you will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.