Direct message the job poster from Morgan McKinley
Senior Consultant | Risk and Compliance | Morgan McKinley
Senior Compliance Officer
Morgan McKinley have partnered with a Global wealth management firm. The Senior Compliance Officer will be responsible for reviewing the effectiveness of the Compliance Framework, analysis and identification of any areas of improvement or development. Compliance Monitoring will also be a primary function of this role.
Part of your role will be daily compliance monitoring and testing and lead other non-AML aspects of this Framework including risk management, governance, reporting, training, and regulatory requirements.
Responsibilities
1. Manage Compliance Monitoring Programme to effectively evaluate our compliance to its obligations under MiFID II
2. Manage the full monitoring and testing lifecycle
3. Manage and deliver regulatory requests for information
4. Ensure prompt filing of all regulatory filings and returns
5. Collaborate across all departments within the Compliance Programme
6. Proactively manage changes in the Compliance Framework arising from regulatory changes.
7. Work with Senior Management partnering to provide guidance, assurance, oversight, and promote the effectiveness of the Compliance Framework
Who you are
1. 8+ years of experience in 2nd line regulatory compliance role
2. Comfortable working both independently and in a team-oriented, collaborative environment
Apply to the link below. Get in touch with Luca Zelli in Morgan McKinley for more information.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Finance
Referrals increase your chances of interviewing at Morgan McKinley by 2x
Dublin, County Dublin, Ireland
#J-18808-Ljbffr