Deputy Head of Compliance - Wealth Management Our client, a prominent name in global wealth management, is seeking a skilled compliance professional to step into a key role as Senior Compliance Officer / Deputy Head of Compliance.
This position is ideal for someone ready to advance their compliance career, working closely with a supportive Head of Compliance who emphasizes mentorship and professional growth.
What You'll Gain:
Offering a competitive base salary of up to €92K plus a full benefits package, this role provides the chance to lead and shape compliance efforts across various functions, including governance, risk management, regulatory reporting, and advisory.
Core Responsibilities:
Compliance Oversight:
Conduct day-to-day monitoring and testing, ensuring compliance across critical areas, assessing processes, and documenting findings.
Regulatory Liaison:
Lead interactions with regulators, handle filings, and maintain organized, up-to-date compliance records.
Team Mentorship:
Provide guidance and support to junior team members, fostering a positive, growth-oriented team environment.
Executive Collaboration:
Regularly engage with senior management, offering compliance insights that support organizational strategy and best practices.
Cross-Functional Partnerships:
Work closely with IT, Finance, and external vendors to enhance compliance initiatives throughout the firm.
Key Requirements: 6+ years in a compliance role within a regulated financial services environment, ideally in wealth management.
Extensive knowledge of relevant regulations, especially MiFID II.
LCOI qualification is an advantage.
Exceptional organizational, project management, and communication skills, with a track record of working with senior leadership and cross-functional teams.
Seniority level:
Mid-Senior level
Employment type:
Full-time
Job function:
Other
Industries:
Financial Services and Insurance
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