RBC Brewin Dolphin - First Line Oversight and Regulatory Monitoring Analyst
This is a great opportunity to join our team in Dublin and be part of our exciting plans to continue growing our business. RBC Brewin Dolphin specialise in providing clients with investment and financial planning advice. Wealth Governance provide control and monitoring activities which are designed to support the Wealth Governance framework, maintain standards, and ensure fair client outcomes.
What will you do?
* Assist in the preparation of client communications, particularly in relation to client service reviews.
* Production and analysis of Management Information.
* Work closely with Investment Managers and IM Support Teams.
* Assisting in the preparation of reports for various internal stakeholders and Committees.
* Support business development through correct application of processes and procedures.
* Conduct monitoring in relation to Front Office activities using a combination of regular and exception-based monitoring.
* Review the effectiveness of controls to help identify opportunities for improvement.
* Ensure all clients receive suitable advice in relation to financial planning and investment management activities.
* Ensure all clients' investments are managed in alignment to their stated risk appetite.
* Ensure all services and products remain appropriate for the client target market.
* Reviewing and enhancing business processes and policies, including Product and Service governance.
* Maintenance and distribution of Management Information.
What do you need to succeed?
Must-have:
* Experience in financial services.
* Previous administration experience desirable – although training will be provided.
* Graduate level position with a business/finance qualification.
Nice-to-have:
* Previous governance/monitoring administration experience.
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
* Leaders who support your development through coaching and managing opportunities.
* Opportunities to work with the best in the field.
* Ability to make a difference and lasting impact.
* Work in a dynamic, collaborative, progressive, and high-performing team.
* Flexible working options fully supported.
Agency Notice: RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés.
Job Skills: Customer Service Management, Interpersonal Relationship Management, Office Tools, Product Knowledge, Product Services, Sales, Sales Activities, Sales Support, Sales Systems, Teamwork.
Additional Job Details:
Address: 1 SHELBOURNE ROAD:DUBLIN
City: Dublin
Country: Ireland
Work hours/week: 40
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type: Salaried
Posted Date: 2024-12-20
Application Deadline: 2025-04-08
Inclusion and Equal Opportunity Employment: At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world.
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