About the Role:
A leading financial services firm is seeking a Regulatory Compliance Specialist to oversee and manage adherence to regulatory obligations within established frameworks.
Key Responsibilities:
* Manage day-to-day Financial and Professional (F&P) assessments, including PCF applications.
* Maintain the F&P register.
* Submit required documentation to regulatory bodies.
* Lead annual attestations and certifications for relevant individuals.
* Oversee the Individual Accountability Framework (IAF), ensuring compliance with procedural requirements.
* Act as a key point of contact for F&P and IAF queries.
* Support Risk and Compliance Support Activities (RCSA) for Human Resources to maintain IAF and F&P procedures and controls.
* Perform assurance testing on HR controls.
* Stay updated on regulatory developments, including remuneration practices and CSRD.
* Manage Conduct Standards and Code of Conduct training programs.
Requirements:
* Graduate with a relevant degree, preferably in law or compliance.
* Strong understanding of F&P and regulatory operational processes.
* Knowledge of financial services regulation, ideally gained through experience in a compliance or risk role.
* Understanding of the financial services sector and its practices.
* Excellent interpersonal and communication skills.
* Strong written and verbal presentation skills.
* Proficiency in Microsoft Office Suite.
* Proven ability to work in a fast-paced environment.
What's on Offer:
A competitive salary, strong benefits package, and opportunities for professional development and career advancement are available. Estimated salary: $90,000 - $110,000 per year.