Job Title: Senior Compliance Officer / Deputy Head of Compliance
Sector: Wealth Management
Location: Dublin
About the Role: My client, a prominent global wealth management firm, is seeking an experienced Compliance Professional to step into a senior role as Senior Compliance Officer / Deputy Head of Compliance. This position is perfect for someone eager to deepen their expertise and grow in a hands-on role, working directly alongside a Head of Compliance who values mentorship and professional development.
What’s in It for You? This role offers up to €92K base salary, a comprehensive benefits package, and an exciting opportunity to lead compliance functions across several areas, including risk management, governance, reporting, and advisory.
Key Responsibilities:
1. Compliance Monitoring & Testing: Lead the daily monitoring and testing of compliance across key areas, assessing procedural effectiveness and reporting outcomes.
2. Regulatory Engagement: Oversee responses to regulatory requests, manage filings, and ensure seamless compliance documentation.
3. Team Leadership Support (Long term): Mentor junior team members, promoting a collaborative and growth-focused team culture.
4. Partnering with Senior Leadership: Engage regularly with senior management to provide compliance insights, aligning best practices with strategic goals.
5. Cross-Functional Collaboration: Work closely with IT, Finance, and third-party vendors to enhance compliance processes firm-wide.
What You’ll Bring:
1. Experience: 5+ years in a compliance role within regulated financial services, ideally wealth management.
2. Skills: Strong communication, project management, and organizational skills; experience engaging cross-functional teams and senior management.
3. Education: Bachelor’s degree or equivalent.
4. Integrity: High discretion and judgment, especially in managing sensitive information.
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