Job Description
A leading wealth management firm is seeking a senior compliance associate to support its Wealth Management business.
This role offers an exciting opportunity to develop expertise in financial services regulation and implementation in a dynamic regulatory environment.
The Role
The successful candidate will assist experienced compliance professionals in managing issues arising on the team, providing advice to business colleagues on regulatory obligations, including MiFID, CPC, and SFDR.
Key Responsibilities
* Supporting senior compliance staff in providing regulatory advice;
* Monitoring business activities to ensure compliance with regulatory obligations;
* Leveraging technology to develop meaningful management information;
* Assisting with regulatory aspects of business projects;
* Collating information for internal and external reporting;
* Reviewing business documentation and marketing materials for adherence to regulatory requirements;
Requirements
* Minimum 2-3 years' financial services experience, preferably in Risk, Compliance, or Audit;
* Excellent communication skills, both written and verbal;
* Curious and inquiring nature, with ability to challenge collective thinking;
* Strong IT capability, with proficiency in Microsoft Office products;
* Strong planning and organisational capabilities, with ability to work to strict deadlines;
* ACOI or QFA qualified, or working towards equivalent qualification.