Role Purpose:
Our client, a fast-growing financial services company based in Dublin, seeks a Compliance Executive to develop their career further. This wide-ranging and highly-rewarding role offers excellent exposure to various aspects of the company's compliance and risk frameworks.
Key Responsibilities:
* Contribute to compliance risk assessments and annual compliance plans.
* Promote consumer protections, particularly product governance, suitability, and appropriateness.
* Assist with compliance monitoring and oversight reviews, documenting results and proposing enhancements.
* Maintain awareness of legislative developments and regulatory expectations.
* Assist with identifying, interpreting, and analyzing existing and upcoming legislation impacting the company's business or clients.
* Support key project management from initiation to execution and completion.
* Develop, implement, and manage compliance policies and procedures.
* Review and assess compliance breaches, working to remediate and resolve issues.
* Manage external relations, including Central Bank of Ireland, FSPO, External Auditors, etc.
* Support production and reporting of succinct management information to the Board.
Requirements:
* 3+ years' experience in compliance/regulatory environments, preferably in financial services or consulting.
* Understanding of the Compliance & Risk function's importance in a financial advisory group.
* Able to identify key tasks and prioritize effective execution.
* Experience implementing a risk-based compliance plan.
* Knowledge of EU regulatory frameworks, including MiFID II, CRD, IDR, CMCAR (advantageous but not mandatory).
Benefits:
Work From Home opportunity, competitive remuneration package.